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The Financial Conduct Authority
- AJ Bell Securities Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (number 155593).
www.ajbell.co.uk/disclosures
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AJ Bell Securities Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (number 155593). AJ Bell includes AJ Bell plc and its subsidiaries.
- Disclosures - AJ Bell
AJ Bell Securities Limited is a member of the London Stock...
- Keeping your savings and investments safe | AJ Bell
AJ Bell is part of the AJ Bell Group, which is a financially...
- Disclosures - AJ Bell
- Regulatory
- Introduction
- Order Execution Factors
- Links with Execution Venues
- Execution Venues
- Client Categorisation
- Execution Criteria
- Execution Analysis
- Top 5 Venues
- Additional Information
AJ Bell includes AJ Bell plc and its subsidiaries. The companies listed in the following table are all registered in England and Wales at 4 Exchange Quay, Salford Quays, Manchester M5 3EE. AJ Bell Management Limited (number 211468) and AJ Bell Asset Management Limited (number 774048) are authorised and regulated by the Financial Conduct Authority. ...
The implementation of MiFID II from the 3 Jan 2018 brought with it new requirements for Investment firms to provide enhanced information to their customers. One of these is the requirement for firms, who are executing customer orders, to disclose on an annual basis, their top five execution venues for each class of financial instrument in which the...
AJ Bell Securities Ltd executes orders in line with the relevant products' Order Execution Policy(details are available on the websites). We take into account various execution factors to determine how the order is dealt to achieve the best possible outcome: 1. Price- we will always strive to achieve the most advantageous price for an order and it ...
AJ Bell Securities Ltd is a member or participant of the London Stock Exchange, Aquis Stock Exchange, Bloomberg MTF and Tradeweb MTF. AJ Bell Securities Ltd does not have any close links, conflict of interest or common ownership with any execution venues used nor do we receive any payments or non-monetary benefits for directing trades to a specific...
AJ Bell Securities Ltd has direct execution connections to many execution venues by way of the Retail Service Provider network (RSP). In addition to the RSP, trades can be executed on other ‘request for quote’ systems,namely Bloomberg and Tradeweb, over the telephone directly to the venue or via Direct Market Access providers to route orders onto t...
Both Retail and Professional customers are provided ‘Best Execution’ on all of their orders unless we are specifically requested to execute an order on a particular venue by the customer. Our execution process is the same for both customer categorisations: We will attempt to execute all orders via the RSP network in the first instance and a high pe...
When executing or routing orders we take into account certain criteria for determining the relative importance of the ‘execution factors’: 1. characteristics of the customer 2. the characteristics of the order and the security that is the subject of that order 3. the execution venues to which that order can be directed The best possible result is u...
AJ Bell Securities Ltd uses a third party system supplier to analyse execution performance. All trade data is sent to them and the execution price is benchmarked against the best price available on the Primary Execution venue for the specific security for the size of the order and execution time of the trade. Data is returned and analysed on a regu...
As previously detailed AJ Bell Securities Ltd is required to publish our Top 5 venuesto which we have executed business on an annual basis, for each class of financial instrument expressed in terms of the % of trades to each venue split by Retail and Professional customers. Separate reports are also provided for each customer category where we have...
Directed Orders– Where a customer specifically requests us to execute their order on a specific venue. The regulation therefore does not consider it to be part of our standard execution process and...Aggressive and Passive Orders – This details the % of orders either entered onto the order book of an exchange that either took liquidity (aggressive) or provided liquidity (passive).We classify ex...AJ Bell is part of the AJ Bell Group, which is a financially secure and regulated company. AJ Bell has more than 528,000 customers who trust us with £83.7 billion in assets under administration. This makes us one of the biggest low-cost online investment platforms and stockbroker services in the UK.
AJ Bell Securities Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (number 155593). The information on this page is intended for professional advisers only.
Sep 18, 2024 · Is your money safe with AJ Bell? AJ Bell is regulated by the Financial Conduct Authority and covered by the Financial Services Compensation Scheme (FSCS).
Sep 27, 2022 · Andy Bell is to step down from the board of the company he created 27 years ago following talks with the Financial Conduct Authority over the risk of appointing a significant shareholder as a non...
AJ Bell Securities Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (number 155593).
