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  1. Just passed the SIE on my first try and wanted to share a few tips and tricks on what helped me feel great during the exam! Starting with preparation, I used STC as my study provider and felt like they did a good job at giving you the material needed to do well (I wish their question bank was a little bit more like the exam, but that can be said about every practice provider).

    • Why I Took The Sie
    • Snapshot of Sie Success
    • My Challenges to Passing The Sie
    • Pressure to Pass The Exam
    • How to Study For The Sie
    • 5 Steps to Pass The Sie Exam

    Let’s be clear, I never wanted to take the SIEExam. I have plenty of valid reasons for my reluctance. I have no experience in finance and have never even taken a business or economics class in school. I avoid taking tests at all costs. I also love my job very much. A requirement of continuing in my compliance role at Deloitte Corporate Finance was ...

    Name: Hannah McGhee Goal: Pass the SIE Exam Challenges: Short-term memory loss, ADHD, exam anxiety Background in Finance: None Length of Time Studying: Four weeks, consistently Secrets to SIE Success: Knopman Marks textbook, video lectures, practice exams, supplements, and Marcia Larson Job:Compliance, Deloitte Corporate Finance ___________________...

    I know that many paths can lead to a career in financial services, but one of the most direct routes is passing the SIE. I knew studying for the exam would help me understand the basic rules that guide the finance industry. I wanted to know how the stock market and trading work. Still, I dreaded the study portion and the test-taking that would foll...

    I had one month to prepare before I took the SIE. I felt a lot of pressure. With a big incentive— wanting to keep my job—serving as motivation, I dove in. Knowing the material wasn’t enough. I also had to work through the anxiety that can take over when I sit for an exam. I know that a lot of new hires are asked to take the SIE, and if they don’t p...

    I already mentioned the great guidance I received from Marcia on how to pass the SIE Exam. I also followed the Knopman Marks Action Plan, which gave me a road map. I worked on the SIE textbook one chapter at a time: I would re-read the chapter over and over. When I was done, I would re-read the titles of the sections in the chapter to review, and t...

    Here’s what helped me progress from being intimidated by the SIE Exam and not knowing where to begin, to finding the right support and passing the exam. My level of excitement over sharing my process is one of a child on book-fair day. I also can’t hype up Marcia Larson enough. 1. Find an SIE class and/or tutor. Finding the right online SIE course ...

  2. SIE Online Study Guide. Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline. There is also a review quiz for each section. When you finish working through the guide, be sure to try our SIE Practice Tests.

  3. Oct 1, 2018 · The CFA Level 1 or the IBP Level 1. Preparing for the SIE. Given that the exam is far shorter and focuses on basic industry knowledge, we suspect it will basically be a Series 7 “light.”. FINRA has not yet administered the SIE, nor have they provided a passing score, so a full discussion on how to prepare is premature.

  4. Test Your SIE Knowledge Get firsthand experience with a free practice test for the Security Industry Essentials® (SIE®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace. (The practice test is not timed, but you will have 1 hour and 45 minutes to take the SIE exam.) Get feedback at the end to see what you know and ...

  5. Aug 1, 2024 · Why We Chose It. Kaplan Financial Education is well-known for its exam prep courses, and it offers a wide range of test prep courses and materials for financial exams, such as SIE. Its experience ...

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  7. Sep 24, 2024 · Benefits of the SIE Exam. Passing the SIE exam can provide a number of benefits to your career: Job hunting: Passing the exam will make you a more appealing job candidate and help you to stand out ...

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