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- The Tier 1 education level is broadly equivalent to the ‘Diploma’ level under the Australian Qualifications Framework and the Tier 2 education level is broadly equivalent to the ‘Certificate III’ level under the Australian Qualifications Framework.
download.asic.gov.au/media/1240766/rg146-published-26-september-2012.pdfRegulatory Guide RG 146 Licensing: Training of financial ...
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Sep 8, 2022 · The Tier 1 education level is broadly equivalent to the ‘Diploma’ level under the Australian Qualifications Framework and the Tier 2 education level is broadly equivalent to the ‘Certificate III’ level.
May 30, 2022 · For details of what financial products are in scope and whether they are Tier 1 or Tier 2, refer to RG 146. Remember, licensees still have a general obligation to ensure that their advisers have the necessary skills to be competent to provide advice (s912A (f) of the Corporations Act).
It stands for Regulatory Guide 146 – Licensing: training of financial product advisers, which is issued by the Australian Securities and Investments Commission (ASIC), which regulates the provision of financial services in Australia.
2 days ago · RG146 is a regulatory guideline that the Australian Securities and Investments Commission (ASIC) has issued. It sets the minimum training requirements for individuals who provide financial product ...
Key points. ASIC has set minimum standards for the training of financial product advisers (training standards): see RG 146.1–RG 146.3. The training standards are sets of knowledge and skill requirements that vary depending on the adviser’s activities: see RG 146.6–RG 146.7 and Section C.
Regulatory Guide 146 (RG 146) on Training of financial product advisers, formerly known as policy statement 146 (PS 146) is an Australian financial regulation issued by the Australian Securities & Investments Commission (ASIC) related to the minimum training required by individuals selling financial products. [1]
Nov 5, 2018 · Both Certificate III and Certificate IV courses are equivalent to the Higher School Certificate. Is it reasonable to require people advising on Tier 1 financial products to hold a Degree (or equivalent) and those advising on Tier 2 to possess a Higher School Certificate? That’s a rhetorical question. There’s no need to speculate.
