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Jul 26, 2024 · search for an unauthorised firm using the search bar. filter results by the first letter of the firm. click on the 'Name' column to order firms from A to Z. If you’re dealing with an overseas firm, check the list of warnings from overseas regulators.
Oct 26, 2022 · Between them, the companies took over £2mn and $500,000 (£432,000) from investors for a scam that offered fixed rate investment products known as convertible loan notes.
Jan 11, 2024 · Complaints describe bad actors, posing as registered investment advisers, who advertise “stock investment groups” on Instagram and other social media channels and then turn to encrypted group chats on WhatsApp to communicate with interested investors and pitch investments.
Jan 27, 2021 · The FCA is issuing a warning to the public as reports of ‘clone firm’ investment scams increased by 29% in April 2020 compared to March, when the UK went into its first lockdown. Action Fraud data reveals consumers reported losses of more than £78 million between January-December 2020.
The 4 most convincing scams we’ve seen in 2023, so far. We expose the fiendish frauds which could trip up even the most careful of internet users - find out what they are so you don't get caught out. FL. Faye Lipson Senior researcher & writer.
Mar 11, 2024 · If you’re an investment professional and have concerns that someone is using your name or information as part of a potential scam, contact your firm’s compliance department, and alert FINRA by calling the BrokerCheck hotline at (800) 289-9999 or emailing [email protected].
Dec 14, 2020 · Fraudsters use times of uncertainty and change, such as the current COVID-19 pandemic, to lure victims into investment scams. Below are tips to help you recognize and avoid frauds like Ponzi schemes, fake CD scams, bogus stock promotions, and community-based financial scams.
