Search results
Nov 2, 2009 · The US Securities and Exchange Commission says it will investigate allegations that former Ferris, Baker Watts Inc. general counsel Theodore W. Urban did not properly supervise Stephen Glantz. In 2007, Glantz, who was employed by Ferris for almost thee years, pleaded guilty to lying to law enforcement officials and securities fraud.
Sep 30, 2010 · According to Securities & Exchange Commission Administrative Law Judge Brenda Murray, former Ferris, Baker Watts, Inc. general counsel Theodore Urban — September 30, 2010 Free Consultation: (800) 259-9010
Dec 9, 2010 · The Securities and Exchange Commission will be taking a closer look at the actions of ex- Ferris, Baker Watts, Inc. General Counsel Theodore Urban. Urban — December 9, 2010
Feb 10, 2009 · The Order finds that from at least August 2002 through November 2005, Ferris registered representative Stephen J. Glantz (Glantz), David A. Dadante (Dadante), one of Glantz's customers, and a registered representative at another brokerage firm, all participated in a scheme to manipulate the market for the stock of Innotrac Corp. (Innotrac).
Stephanie An Glantz is a senior counsel and member of Chapman's Banking and Financial Services Department and Commercial Lending Group. Stephanie represents banks, alternative lenders, and other financial institutions in a variety of complex corporate transactions, including domestic and cross-border transactions, syndicated and bilateral ...
Stephan B. Rogers provides more than three decades of experience representing clients in state and federal civil trials, appeals, and administrative proceedings. He is one of the rare attorneys to be Board Certified in Civil Appellate Law by the Texas Board of Legal Specialization.
Stephen J. Greene, Jr., is a graduate of the University of San Diego (B.A in International Relations) and University of the Pacific McGeorge School of Law (J.D., with distinction, and Traynor Honor Society). He is admitted to practice in the state and federal courts in California, in the U.S.
