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Schedule a free consultation with an experienced Texas FINRA lawyer for your broker fraud or negligence case by calling 800.931.8452. Our attorneys at Wolper Law Firm, P.A. handle FINRA claims and other investment fraud cases for clients throughout the country. We can be reached seven days a week.
The Online Membership Directory provides basic information about Attorneys licensed to practice in Texas. Attorney profile information is provided as a public service by the State Bar of Texas as outlined in Section 81.115 of the Texas Government Code.
Review our office locations and addresses. Wolper trial lawyers focus exclusively on securities litigation and arbitration.
- Investment Fraud
- Stockbroker Fraud and Brokerage Fraud
- Investment Losses
- Securities Fraud
- FINRA Lawsuits and FINRA Arbitration
- Breach of Fiduciary Duty
- Unsuitable Investments
- About Our Securities Litigation & Arbitration Law Firm
In investment law, the word “fraud” can include many types of unlawful conduct, almost all of it centered around a broker or advisor’s failure to adequately inform their clients. As a private investor, you were entitled to learn every material fact about your advisor’s recommended investment opportunity — the benefits, the risks, the true costs (in...
If your stockbroker’s misconduct cost you significant money in your investment portfolio, you may be able to hold the broker or the brokerage firm they work for accountable. It isn’t always easy to identify whether stockbroker fraud and/or brokerage fraud is occurring, but if you are steadily losing money in your portfolio and you have noticed unau...
Your registered stockbroker is legally obligated to make investment recommendations and decisions that are in your best interests, meaning the investments are in line with your risk tolerance and your goals. This is known as the duty of fair dealing. When your broker breaches this duty and you suffer significant investment losses, you can seek repa...
The securities industry is highly complex, which works in the favor of dishonest brokers seeking to commit fraud against investors. Investors may not realize until it is too late that they have lost money in their accounts due to securities fraud. There are a wide variety of schemes that dishonest brokers and financial advisors may employ in order ...
The Financial Industry Regulatory Authority (FINRA) is responsible for overseeing the conduct of stockbrokers, brokerage houses and financial advisors. When investors lose significant money to fraud or negligence committed by these investment professionals, they can pursue recovery of their money through FINRA arbitration. The process involves neut...
In the securities industry, stockbrokers and financial advisors are given the absolute highest legal standard of care. It’s called a fiduciary duty, and it means the broker must act responsibly with your money, put your best interests first, and handle your account and portfolio in good faith. Sadly, advisors breach their fiduciary duty all the tim...
Included in a financial advisor’s fiduciary duty is the requirement that he or she recommend only investments that are suitable for you. To determine whether an opportunity is suitable, they must perform due diligence, giving full consideration to the investment’s potential risks and to you and your account as a whole. When advisors make unsuitable...
The Wolper Law Firm, PA represents investors who have suffered financial losses in investmentsdue to the misconduct or poor advice of their brokerage firms, financial advisors, and/or other financial professionals. Our attorneys are well prepared to handle claims relating to stocks, bonds, alternative investments, options, margin, securities based ...
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Oct 7, 2024 · This website allows you to search for lawyers who are members of AILA. You can search by type of lawyer, language spoken, or geographic location. Texas Board of Legal Specialization Directory. Search for attorneys and legal assistants by name and/or location.
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