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Students, individuals considering a securities-industry career, and formerly registered individuals who do not have SIE credit can enroll themselves for the SIE. To take the SIE: Create an account. Enroll for the SIE, paying with credit card or ACH, or by redeeming a voucher. Schedule your exam. You have the option to test either at a Prometric ...
- Exam Information for Students
This introductory-level exam assesses knowledge of basic...
- Exam Information for Students
1. Enroll for an Exam. 2. Schedule an Exam. 3. On the Day of Your Exam. After a candidate is enrolled to take an exam, FINRA will post a 120-day window in which the exam must be taken. Candidates can schedule an appointment with Prometric, our test delivery vendor, to take their exam at a local test center (or for select exams, delivered online ...
This introductory-level exam assesses knowledge of basic industry information, including fundamental concepts such as types of products and their risks; the structure of the markets, regulatory agencies and their functions; and prohibited practices. The SIE is open to individuals aged 18 or older. You may take the exam before receiving a job ...
Option 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction. If you want to schedule exams on different days, you must ...
It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99. Exam Length 1.75 hour paper
Sep 24, 2024 · In fact, the exams are designed to take the same total time as the previous versions. For example, the SIE and Series 7 top-off exam take the same amount of time as the previous Series 7 exam.
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Oct 1, 2018 · The Series 7 is the most widely administered FINRA exam. The pre-SIE Series 7 was a 6 hour, 250 multiple-choice question exam that covered general financial knowledge as well as product-specific knowledge. With the SIE, instead of just taking the Series 7, you will need to pass both the SIE and a new, shortened version of the Series 7.
