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Certain securities products and services are offered through Pruco Securities, LLC and Prudential Investment Management Services, LLC, both members SIPC Opens in a new window and located in Newark, NJ, or Prudential Annuities Distributors, Inc., located in Shelton, CT.
The principal office where Pruco Securities, LLC performs its advisory services is located at 751 Broad Street, Newark, NJ 07102 3777, which is also the mailing address of the firm. An additional office of the firm is in Mayfield Heights, OH.
- 751 Broad Street, Newark, 07102 3777, NJ
- 8B
- CRD# 5685
- About BrokerCheck®
- Report Summary for this Firm
- Firm History
- Disclosure Events
- Firm Names and Locations
- Firm Profile
- Direct Owners and Executive Officers
- Legal Name & CRD# (if any):
- Percentage of Ownership
- Does this owner direct the management or policies of the firm?
- Is this a domestic or foreign entity or an individual?
- Indirect Owners
- Firm History
- SEC Registration Questions
- Types of Business
- Clearing Arrangements
- Introducing Arrangements
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This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report.
Information relating to the brokerage firm's history such as other business names and successions (e.g., mergers, acquisitions) can be found in the detailed report.
Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or one of its control affiliates has been involved. Are there events disclosed about this firm? Yes
This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used.
This section provides information relating to all direct owners and executive officers of the brokerage firm.
Legal Name & CRD# (if any): THE PRUDENTIAL INSURANCE COMPANY OF AMERICA Is this a domestic or foreign Domestic Entity entity or an individual? Position Position Start Date Percentage of Ownership Does this owner direct the management or policies of the firm? Is this a public reporting company?
Is this a domestic or foreign entity or an individual? Position Position Start Date
Does this owner direct the management or policies of the firm? Is this a public reporting company?
Is this a public reporting company? Legal Name & CRD# (if any):
Position Position Start Date Percentage of Ownership Does this owner direct the management or policies of the firm?
Legal Name & CRD# (if any): Is this a domestic or foreign entity or an individual? Company through which indirect ownership is established Relationship to Direct Owner Relationship Established Percentage of Ownership Does this owner direct the management or policies of the firm?
This section provides information relating to any successions (e.g., mergers, acquisitions) involving the firm. No information reported. Firm Operations
This firm is registered with the SEC as: broker-dealer: Yes broker-dealer and government securities broker or dealer: government securities broker or dealer only: No Yes This firm has ceased activity as a government securities broker or dealer: No Self-Regulatory Organization Status
Broker or dealer retailing corporate equity securities over-the-counter Broker or dealer selling corporate debt securities Underwriter or selling group participant (corporate securities other than mutual funds) Mutual fund underwriter or sponsor Mutual fund retailer U S. government securities broker Municipal securities broker Broker or dealer sell...
This firm does not hold or maintain funds or securities or provide clearing services for other broker-dealer(s).
This firm does refer or introduce customers to other brokers and dealers. Name: CAMBRIDGE INVESTMENT RESEARCH, INC. CRD #: Business Address: Effective Date: Description:
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Company profile page for Pruco Securities LLC including stock price, company news, executives, board members, and contact information.
- Prudential Financial Inc
Securities and Insurance Products: Certain securities products and services are offered through Pruco Securities, LLC and Prudential Investment Management Services, LLC, both members SIPC and located in Newark, NJ, or Prudential Annuities Distributors, Inc., located in Shelton, CT.
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Certain securities products and services are offered through Pruco Securities, LLC and Prudential Investment Management Services, LLC, both members SIPC and located in Newark, NJ, or Prudential Annuities Distributors, Inc., located in Shelton, CT.
